Ronald A. Leathers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Allen Leathers, who also goes by Ronald Allen Messamore, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1984. Ronald had worked at 16 firms and has passed the Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2013 - April 28, 2014
MATRIX CAPITAL GROUP, INC.
July 30, 2012 - February 8, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 27, 2010 - July 16, 2012
TNP SECURITIES, LLC
January 4, 2010 - June 24, 2010
RMC CAPITAL MARKETS GROUP, INC
April 14, 2009 - October 26, 2009
CABIN SECURITIES, INC.
October 27, 2006 - March 31, 2009
K-ONE INVESTMENT COMPANY, INC.
September 9, 2003 - September 21, 2006
GRUBB & ELLIS SECURITIES, INC.
December 5, 2000 - July 3, 2003
TRANSAMERICA CAPITAL, LLC
April 21, 1999 - December 12, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 7, 1999 - April 21, 1999
USALLIANZ SECURITIES, INC.
August 7, 1997 - September 28, 1998
LONDON PACIFIC SECURITIES, INC.
September 23, 1996 - July 16, 1997
PROFUNDS DISTRIBUTORS, INC.
February 5, 1996 - September 23, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 17, 1995 - February 2, 1996
PRODUCT DISTRIBUTORS, INC.
December 19, 1991 - January 12, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 25, 1991 - July 19, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 1985 - February 26, 1986
TRANSAMERICA CAPITAL, LLC
January 8, 1985 - November 8, 1985
MHA FINANCIAL CORP
December 5, 1984 - May 24, 1985
R.E. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MATRIX CAPITAL GROUP, INC.
CRD#: 33364 / SEC#: 801-61224, 8-46398
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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