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Richard C. Hanseen

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CRD#: 1311754
RH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Craig Hanseen, who also goes by Richard Craig Head, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 2000. Richard had worked at 2 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Richard Craig Head

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM A CERTIFIED PUBLIC ACCOUNTANT AND RECEIVE FEES FOR SERVICES PERFORMED AS A CPA. THIS BUSINESS IS NOT INVESTMENT RELATED. I SPEND APPROXIMATELY 5% OF MY TIME PRACTICING AS A CPA; OR APPROXIMATELY 2 HOURS PER WEEK.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 26, 2003 - December 31, 2022

STRATEGIC WEALTH ADVISORS, LLC

RIA
CRD#: 122906
LAS VEGAS, NV
Past

June 28, 2000 - August 8, 2000

INTEGRATED TRADING AND INVESTMENTS, INC.

BD
CRD#: 47730
HUNTINGTON BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/28/1999
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


STRATEGIC WEALTH ADVISORS, LLC
STRATEGIC WEALTH ADVISORS, LLC
STRATEGIC WEALTH ADVISORS, LLC

CRD#: 122906 / SEC#:

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Contact information


Main Address
8675 S. Eastern Avenue, Las Vegas, NV 89123
Mailing Address
Phone number
(702) 362-3123
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts11
AUM (Assets Under Management)$ 15,970,856

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRATEGIC WEALTH ADVISORS, LLC

STRATEGIC WEALTH ADVISORS, LLC

CRD#: 122906

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