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BJ

Bobby Glenn James

TFR CAPITAL
PLANO, TX
·CRD# 1311728·42 years experience

Professional Summary

Bobby Glenn James is a registered financial advisor currently at TFR CAPITAL located in Plano, Texas. Bobby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Bobby has worked at 16 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

TFR CAPITAL·CRD# 333108
RIA
5830 Granite Pkwy Suite 200, Plano, TX 75024
November 15, 2024 - Present
SCF INVESTMENT ADVISORS, INC.·CRD# 123608
RIA
Plano, TX
August 12, 2014 - January 2, 2025
ADVANCED PRACTICE ADVISORS, LLC·CRD# 154084
RIA
La Quinta, CA
June 5, 2014 - June 25, 2014
TFR ADVISORS LLP·CRD# 119755
RIA
Plano, TX
January 31, 2007 - October 15, 2014
VSR FINANCIAL SERVICES, INC.·CRD# 14503
RIA
Plano, TX
June 12, 2006 - January 8, 2007
VSR FINANCIAL SERVICES, INC.·CRD# 14503
RIA
Plano, TX
May 30, 2006 - June 6, 2006
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
Plano, TX
May 30, 2006 - January 8, 2007
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
Plano, TX
May 2, 2005 - June 1, 2006
FFEC WEALTH PARTNERS LLC·CRD# 16507
RIA
Plano, TX
April 29, 2005 - June 1, 2006
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Dallas, TX
November 29, 2002 - April 28, 2005
TFR ADVISORS LLP·CRD# 119755
RIA
Plano, TX
July 12, 2002 - December 31, 2002
EDI FINANCIAL, INC.·CRD# 15699
BD
Irving, TX
May 3, 2001 - December 2, 2002
RUSHMORE SECURITIES CORPORATION·CRD# 8392
BD
Dallas, TX
May 23, 1996 - May 9, 2001
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
March 8, 1996 - June 5, 1996
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
October 14, 1992 - February 13, 1996
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
August 17, 1990 - March 8, 1996
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
June 18, 1989 - December 31, 1989
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
August 8, 1988 - June 18, 1989
WIRTH EQUITIES CORPORATION·CRD# 15848
BD
Dallas, TX
March 20, 1986 - August 13, 1988
PBS SECURITIES, INC.·CRD# 15343
BD
October 26, 1984 - December 22, 1987

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Current Firm

TC
TFR CAPITAL

TFR CAPITAL | TFR WEALTH MANAGEMENT | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226
RIA
Registered Investment Advisory firm - SEC (9/30/2024 Approved)

Contact Information

Main Address

5830 Granite Pkwy Suite 200, Plano, TX 75024

Phone Number

(800) 765-0397

# of Employees

9

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TFR CAPITAL ADV PART 2A (7/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

839

AUM (Assets Under Management)

$403,142,852

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Texas Financial Resources, LP; 5801 Tennyson Parkway, Ste 150, Plano, TX; Holding Company; Not investment-related; President; Oversee operations; 07/1988; 10% of time. 2) N/A; 5801 Tennyson Parkway, Ste 150, Plano, TX Insurance Sales; Not investment-related; agent; insurance sales; 10/1984; 10 hours/month; 3) Tennyson Place, LTC; 5801 Tennyson Parkway, Ste 150, Plano TX; Holding company; Not investment-related; Owner 4) Jam Fams, LTD; Plano, TX; not investment-related; Holding Company; Limited Partner 5) The Sam Field Foster Foundation; 3609 Hackamore Ct; Plano, TX; 501c Private Foundation; Employee; 01/2023; Assist trustees in operations, schedule meetings and follow-ups with trustees and foundation board. Coordinate annual distribution and work with tax professional on tax return.; 5 - 7 hours/month, none during trading hours. The Sam Field Foster Foundation; 3609 Hackamore Ct, Plano, TX; 501c Private Foundation; Trustee; Advisory Board, accounting for operations and tax preparation; 2-4 hour / month; none during trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TFR CAPITAL

TFR CAPITAL | TFR WEALTH MANAGEMENT | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226
RIA
Registered Investment Advisory firm - SEC (9/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1984About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Bobby Glenn James's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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BJ
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