Bobby G. James

TFR CAPITAL

PLANO, TX 75024

Some features on this profile are disabled

CRD#: 1311728

Professional summary

Bobby Glenn James is a registered financial advisor currently at TFR CAPITAL located in Plano, Texas.

Bobby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Bobby has worked at 16 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TFR CAPITAL, LLC - DIRECTOR/LIMITED PARTNER; JAM FAM5, LTD - GENERAL/LIMITED PARTNER - FAMILY PARTNERSHIP TO HOLD INVESTMENTS & ESTATE PLANNING; PMV-VI IDEAL IMPLANTS - DIRECTOR/LIMITED PARTNER - NOT INVESTMENT RELATED; INSURMARK - FIXED INS SALES; TENNYSON PLACE LTC - GENERAL PARTNER/ 100%OWNER - PARTNERSHIP OWNS BUILDING & RECEIVES RENTAL INCOME FROM BUSINESS ONLY TENANT; NATIONWIDE NEW HEIGHTS - EQUITY INDEXED ANNUITY SALES; PREMIUM FINANCING LIFE INSURANCE - NON INVESTMENT RELATED - 5801 TENNYSON PARKWAY, SUITE 150, PLANO, TX 75024 - INSURANCE SALES - INSURANCE AGENT - 5/16/2022 - 20 HRS/MO - 0 HRS/MO - INSURANCE SALES AGENT TO HNW CLIENTS AND NEW POTENTIAL CLIENTS; THE SAM FIELD FOSTER FOUNDATION - NON INVESTMENT RELATED - 5801 TENNYSON PARKWAY, SUITE 150, PLANO, TX 75024 - CHARITY/NON-PROFIT - EMPLOYEE - 1/1/2023 - 5-7 HRS/MO - 0 HRS/MO DURING MARKET HOURS - ASSIST TRUSTEES IN OPERATIONS, SCHEDULE MEETINGS AND FOLLOWUPS WITH TRUSTEES AND FOUNDATION BOARD. COORDINATE ANNUAL DISTRIBUTION AND WORK WITH TAX PROFESSIONAL ON TAX RETURN; SUCCESSOR TRUSTEE OF FOSTER FOUNDATION - NON INVESTMENT RELATED - 3609 HACKAMORE CT, PLANO, TX, 75023 - TRUSTEE - 1/1/2023 - 2-4 HRS/MO - 0 HRS/MO DURING TRADING HOURS - UPON DEATH OF GRANTORS, WILL BECOME TRUSTEE AND COORDINATE WITH TRUST'S BENEFICIARY ORGANIZATIONS/TRUST'S ADVISORY BOARD/ACCOUNTING FOR OPERATIONS AND TAX PREPARATION;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Glenn James's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2024 - Present

TFR CAPITAL

Office #1: 5801 Tennyson Pkwy Suite 150, Plano, TX 75024

RIA

CRD#: 333108

PLANO, TX

Past

August 12, 2014 - January 2, 2025

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

PLANO, TX

Past

June 5, 2014 - June 25, 2014

ADVANCED PRACTICE ADVISORS, LLC

RIA

CRD#: 154084

LA QUINTA, CA

Past

January 31, 2007 - October 15, 2014

TFR ADVISORS LLP

RIA

CRD#: 119755

PLANO, TX

Past

June 12, 2006 - January 8, 2007

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

PLANO, TX

Past

May 30, 2006 - June 6, 2006

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

PLANO, TX

Past

May 30, 2006 - January 8, 2007

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

PLANO, TX

Past

May 2, 2005 - June 1, 2006

FFEC WEALTH PARTNERS LLC

CRD#: 16507

PLANO, TX

Past

April 29, 2005 - June 1, 2006

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

PLANO, TX

Past

November 29, 2002 - April 28, 2005

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

July 12, 2002 - December 31, 2002

TFR ADVISORS LLP

RIA

CRD#: 119755

PLANO, TX

Past

May 3, 2001 - December 2, 2002

EDI FINANCIAL, INC.

CRD#: 15699

IRVING, TX

Past

May 23, 1996 - May 9, 2001

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

March 8, 1996 - June 5, 1996

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

October 14, 1992 - February 13, 1996

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

August 17, 1990 - March 8, 1996

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

June 18, 1989 - December 31, 1989

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 8, 1988 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

March 20, 1986 - August 13, 1988

WIRTH EQUITIES CORPORATION

CRD#: 15848

DALLAS, TX

Past

October 26, 1984 - December 22, 1987

PBS SECURITIES, INC.

CRD#: 15343

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFR CAPITAL

TFR CAPITAL | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226

RIA

Registered Investment Advisory firm - (9/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Current Firm

TFR CAPITAL

TFR CAPITAL | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226

RIA

Registered Investment Advisory firm - (9/30/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5801 Tennyson Pkwy Suite 150, Plano, TX 75024

Mailing Address

Phone number

(800) 765-0397

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFR CAPITAL ADV PART 2A NOV 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 327,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bobby G. James

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Glenn James's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

ADVANCED PRACTICE ADVISORS, LLC

TFR ADVISORS LLP

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

MOMENTUM INDEPENDENT NETWORK INC.

TFR ADVISORS LLP

EDI FINANCIAL, INC.

RUSHMORE SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

1ST GLOBAL CAPITAL CORP.

AVANTAX INVESTMENT SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

WIRTH EQUITIES CORPORATION

PBS SECURITIES, INC.

Primary Firm SEC Registration

TFR CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2005

Series 63

Date: 11/30/1984

Series 7

Date: 10/20/1984

Current Firm

TFR CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFR CAPITAL

TRUST BUT VERIFY

Similar Advisors