Pravin K. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pravin Kumar Shah JR, who also goes by Tiger Shah, was a registered financial professional .
Pravin is a previously registered financial professional and started their career in finance in 1984. Pravin had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2015 - December 31, 2016
FINANCIAL AFFAIRS ADVISORY, INC.
June 9, 2011 - May 31, 2016
RIDGEWAY & CONGER, INC.
April 5, 2011 - May 31, 2016
ADIRONDACK TRADING GROUP LLC
March 17, 2011 - April 5, 2011
WORKMAN SECURITIES CORPORATION
December 19, 2003 - December 31, 2010
WRP INVESTMENTS, INC.
October 9, 1998 - October 9, 1998
WRP INVESTMENTS, INC.
October 9, 1998 - December 31, 2014
FINANCIAL AFFAIRS ADVISORY, INC.
November 21, 1984 - January 2, 2004
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL AFFAIRS ADVISORY, INC.
CRD#: 112121 / SEC#:
Contact information
Red Flags
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