Marla K. Legoski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marla Kay Legoski, who also goes by Marla Kay Wegelin, was a registered financial professional .
Marla is a previously registered financial professional and started their career in finance in 1985. Marla had worked at 10 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2017 - August 11, 2017
FDX CAPITAL LLC
June 19, 2015 - April 28, 2017
EMPOWER FINANCIAL SERVICES, INC.
February 28, 2011 - March 23, 2015
CURIAN CLEARING, LLC
March 15, 2007 - September 16, 2009
OLD MUTUAL INVESTMENT PARTNERS
February 4, 2005 - March 16, 2007
ICON DISTRIBUTORS, INC.
July 15, 2004 - January 3, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 15, 2000 - June 4, 2004
SCHIELD SECURITIES LLC
January 30, 1989 - January 16, 1990
ALPINE BROKER SERVICES CORP.
January 29, 1985 - February 28, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
January 29, 1985 - December 31, 1987
LEARNED & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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