Stephen W. Home

MCINTYRE CAPITAL PARTNERS

New York, NY 10019

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CRD#: 1311419

Professional summary

Stephen Warren Home is a registered financial professional currently at MCINTYRE CAPITAL PARTNERS, LLC located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1984. Stephen has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Warren Home's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2020 - Present

MCINTYRE CAPITAL PARTNERS, LLC

Office #1: 3 Columbus Circle 15th Floor, New York, NY 10019

CRD#: 148521

New York, NY

Past

August 31, 2016 - October 14, 2020

GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096

NEW YORK, NY

Past

July 16, 2010 - November 22, 2011

STONECASTLE SECURITIES, LLC

CRD#: 131211

NEW YORK, NY

Past

November 8, 2002 - January 8, 2013

FOCUSPOINT PRIVATE CAPITAL GROUP

CRD#: 122341

NEW YORK, NY

Past

January 9, 1997 - September 11, 2003

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

April 5, 1996 - June 19, 1998

FINANCIAL ASSET MANAGEMENT, INC.

CRD#: 18514

COLUMBUS, OH

Past

February 2, 1994 - November 20, 1995

BLAYLOCK & COMPANY, INC.

CRD#: 35669

NEW YORK, NY

Past

October 7, 1991 - February 2, 1994

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

August 18, 1987 - October 29, 1987

PAINEWEBBER REAL ESTATE SECURITIES INC.

CRD#: 19736

Past

October 26, 1984 - October 9, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/4/2022)

California
(10/20/2020)

Florida
(2/23/2022)

New Jersey
(2/25/2022)

New York
(9/23/2022)

Texas
(11/10/2021)

Washington
(7/13/2022)

Exams

State Security Law Exam

Series 63

Date: 7/28/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/17/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MCINTYRE CAPITAL PARTNERS, LLC

CEDI CAPITAL MARKETS, LLC | TRILIAD SECURITIES, LLC | MCINTYRE CAPITAL PARTNERS, LLC | GOTHAM CAPITAL ADVISORS

CRD#: 148521 / SEC#: , 8-68040

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

3 Columbus Circle 15th Floor, New York, NY 10019

Mailing Address

3 Columbus Circle 15th Floor, New York, NY 10019

Phone number

(646) 450-3554

Established

Washington since 05/21/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE MCINTYRE COMPANIES, LLC	MEMBER
MCPHEDRAN, DAVID ALEXANDER	CCO, EXECUTIVE REPRESENTATIVE	4647596

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen W. Home

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Warren Home's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM INVESTOR SERVICES, LLC

STONECASTLE SECURITIES, LLC

FOCUSPOINT PRIVATE CAPITAL GROUP

GUGGENHEIM SECURITIES, LLC

FINANCIAL ASSET MANAGEMENT, INC.

BLAYLOCK & COMPANY, INC.

PERSHING LLC

PAINEWEBBER REAL ESTATE SECURITIES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/2016

SIE

Date: 10/1/2018

Series 3

Date: 3/17/2016

Series 7

Date: 10/20/1984

Series 24

Date: 3/25/1994

FINRA

Current Firm

MCINTYRE CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MCINTYRE CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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