Marilyn A. Quethera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn A Quethera, who also goes by Marilyn A Danvir, Marilyn Quethera Danvir, Marilyn A Quethera-danvir, Marilyn Anne Quetheradanvir, Marilyn Quethera Quetheradanvir, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1984. Marilyn had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2021 - November 30, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 1, 2021 - November 30, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 27, 2008 - June 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 1996 - December 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 1985 - June 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 6, 1984 - September 3, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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