Dawn P. Litchfield
Professional summary
Dawn Perniciaro Litchfield, who also goes by Dawn Perniciaro Brown, Dawn Litchfield, Dawn Perniciaro Litchfield Brown, is a registered financial advisor currently at NAPLES MONEY MANAGEMENT LLC located in Naples, Florida.
Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Dawn has worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dawn Perniciaro Litchfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2011 - Present
NAPLES MONEY MANAGEMENT LLC
Office #1: 10001 Tamiami Trail North, Naples, FL 34108March 31, 1989 - December 31, 2008
MUTUAL SERVICE CORPORATION
March 6, 1989 - March 15, 2010
LITCHFIELD, NELSON & COMPANY
October 26, 1987 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
April 10, 1985 - November 4, 1987
WACHOVIA SECURITIES, INC.
October 25, 1984 - April 2, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.
Primary Firm SEC Registration
NAPLES MONEY MANAGEMENT LLC
CRD#: 153499 / SEC#: 801-71295
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/6/2011)
Exams
Current Firm
NAPLES MONEY MANAGEMENT LLC
CRD#: 153499 / SEC#: 801-71295
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 498 |
| AUM (Assets Under Management) | $ 157,797,662 |
Red Flags
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