Catlin L. Wolfard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catlin Lake Wolfard, who also goes by Catlin L Wolfard, was a registered financial advisor .
Catlin is a previously registered financial advisor and started their career in finance in 1984. Catlin had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2011 - December 10, 2014
TE4 CAPITAL MANAGEMENT, LLC
November 6, 1996 - December 3, 1997
ARCADIA INVESTMENT CORPORATION
November 3, 1987 - November 1, 1994
BLACK & COMPANY, INC.
October 29, 1984 - October 23, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TE4 CAPITAL MANAGEMENT, LLC
CRD#: 154626 / SEC#:
Contact information
Red Flags
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