Nancy L. Clifford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Lucille Clifford, who also goes by Nancy Lucille Ratliff, Nancy Lucille Stoerck, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1985. Nancy had worked at 10 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2018 - June 30, 2020
LAKESIDE WEALTH MANAGEMENT GROUP, LLC
March 21, 2002 - October 1, 2013
EASTON INVESTMENT SERVICES, LLC
September 10, 2001 - June 28, 2002
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 8, 1998 - December 31, 2018
FINANCIAL STRATEGIES, LLC
September 5, 1996 - June 28, 2002
ENERIC FINANCIAL SERVICES, INC.
July 31, 1996 - August 22, 1996
ENERIC FINANCIAL SERVICES, INC.
December 17, 1990 - July 31, 1996
GENEVA SECURITIES,INC.
August 20, 1990 - November 14, 1990
MUTUAL SERVICE CORPORATION
November 19, 1989 - August 8, 1990
OSAIC WEALTH, INC.
May 6, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 21, 1985 - May 19, 1988
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKESIDE WEALTH MANAGEMENT GROUP, LLC
CRD#: 140271 / SEC#: 801-67740
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
