Neil R. Finestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Raphael Finestone, who also goes by Neil Rafhael Finestone, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1985. Neil had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2018 - June 6, 2022
FINESTONE PARTNERS
January 25, 2018 - June 5, 2020
FOUR POINTS CAPITAL PARTNERS LLC
August 25, 2016 - January 25, 2018
SGMA CAPITAL MARKETS LIMITED
March 25, 2010 - August 18, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 15, 2003 - December 31, 2017
FINESTONE PARTNERS
January 27, 2003 - May 5, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 27, 1996 - August 18, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 26, 1985 - September 5, 1996
CETERA WEALTH SERVICES, LLC
June 27, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 27, 1985 - July 6, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 27, 1985 - July 6, 1989
OSAIC FA, INC.
February 15, 1985 - July 31, 1985
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINESTONE PARTNERS
CRD#: 125608 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 112 |
| AUM (Assets Under Management) | $ 162,112,000 |
Red Flags
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