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JP

John F. Peters

GLOBAL VIEW CAPITAL MANAGEMENT LLC
LOVELAND, OH
Some features on this profile are disabled
CRD#: 1311252
JP

Professional summary


John Fredrik Peters II, who also goes by Jack Peters, John F Peters II, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Loveland, Ohio.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 7 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jack Peters | John F Peters Ii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] TACTICAL INCOME ARCHITECTS, LLC; YES-INVESTMENT RELATED; ADDRESS: 6643 PAXTON GUINEA ROAD, LOVELAND, OH 45140; NATURE: FINANCIAL SERVICES-MARKETING; POSITION: MEMBER; STARTED: 11.08.2019; APPROX. 2 HRS/MO OUTSIDE TRADING HOURS; APPROX. ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, PROSPECTING AND LEAD GENERATION. [2] CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER; NOT INVESTMENT RELATED: ADDRESS; 3333 BURNET AVENUE, CINCINNAIT, OH 45229; NATURE: MEDICAL-HOSPITAL; POSITION: VOLUNTEER; APPROX. 2 HRS/MO OUTSIDE TRADING HOURS; APPROX. ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: VOLUNTEER WHERE NEEDED.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Fredrik Peters II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 28, 2024 - Present

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA
CRD#: 158292
LOVELAND, OH
Past

November 29, 2012 - March 29, 2022

HORTER INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 119880
CINCINNATI, OH
Past

June 10, 2003 - December 18, 2012

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

October 9, 1999 - December 6, 2000

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

October 23, 1997 - July 20, 1999

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

September 9, 1993 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

September 9, 1993 - July 21, 1997

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA
Registered Investment Advisory firm - (12/8/2011 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(3/28/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 7/20/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA
Registered Investment Advisory firm - (12/8/2011 Approved)
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Contact information


Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102

SEC notice filing (36 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GLOBAL VIEW CAPITAL MANAGEMENT PERSONALIZED ASSET MANAGEMENT WRAP FEE BROCHURE (3/13/2025)

Regulatory assets under management


Total Number of Accounts7,570
AUM (Assets Under Management)$ 707,976,833

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292Loveland, OH

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