John G. Lapham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gordon Lapham III, CFA was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2004 - November 4, 2022
PINEBRIDGE SECURITIES LLC
May 26, 2000 - June 12, 2002
SENTRA SECURITIES CORPORATION
July 15, 1997 - May 30, 2000
COREBRIDGE CAPITAL SERVICES, INC.
May 22, 1996 - July 15, 1997
SUNAMERICA SECURITIES, INC.
January 4, 1985 - February 6, 1990
PRUDENTIAL ASSET SALES & SYNDICATIONS, INC. ("PASS")
State Registrations and Notice Filings
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Exams
Current Firm
PINEBRIDGE SECURITIES LLC
CRD#: 5967 / SEC#: , 8-16586
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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