Norwin H. Wong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norwin Honggin Wong, who also goes by Norwin Hong Gin Wong, was a registered financial professional .
Norwin is a previously registered financial professional and started their career in finance in 1985. Norwin had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 1999 - January 14, 2017
QUANTUS INVESTMENT GROUP, LLC
May 20, 1991 - September 23, 1998
AMERICAN EASTERN SECURITIES, INC.
March 7, 1988 - January 25, 1991
NOBLE FINANCIAL CORPORATION
June 19, 1985 - November 25, 1987
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
QUANTUS INVESTMENT GROUP, LLC
CRD#: 137285 / SEC#:
Contact information
Red Flags
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