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Debra Hiller Giordano

CRD# 1310978·Registered 1984 - 2012
Previously Registered: Being a previously registered professional could mean that Debra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Debra Hiller Giordano, who also goes by Debra H Giordano, Debra Louise Hiller, was a registered financial advisor. Debra was a previously registered financial professional and started their career in finance 1984 - 2012. Debra had worked at 6 firms and has passed the Series 63, Series 55, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Debra H Giordano, Debra Louise Hiller

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

VIRTU ITG LLC·CRD# 29299
BD
New York, NY
May 22, 2006 - December 31, 2012
FLEXTRADE LLC·CRD# 113226
BD
Great Neck, NY
July 16, 2003 - October 12, 2005
INSTINET, LLC·CRD# 42886
BD
New York, NY
August 1, 2000 - August 9, 2001
REUTERS C CORPORATION·CRD# 14408
BD
New York, NY
June 29, 1995 - August 1, 2000
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 10, 1992 - October 12, 1994
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
October 26, 1984 - August 5, 1992

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Current Firm

VI
VIRTU ITG LLC

ITG INC. | VIRTU ITG LLC

CRD#: 29299 / SEC#: 8-44218
BD
Terminated by SEC on 07/31/2020

Contact Information

Established

Delaware since 09/30/1991

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU ITG HOLDINGS LLCSHAREHOLDER—
CAVOLI, STEPHEN JOHNCHIEF EXECUTIVE OFFICER4468202
ILARIO, ANTHONYCHIEF OPERATIONS OFFICER2262100
LEVINE, MATTHEW STEVENCHIEF COMPLIANCE OFFICER5384169
ROSS, CHRISTOPHER MICHAELREGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL4749157
SULLIVAN, JOHN GERALDFINOP4330347
WILLIAMS, IAN TIMOTHY MR.MANAGING DIRECTOR5637056

Disclosures

Regulatory Event

40

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1984About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 1999

Series 3 — National Commodity Futures Examination

Passed Apr 1985About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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