Thomas Dudenhoefer
Professional Summary
Thomas Dudenhoefer, who also goes by Thomas Joseph Dudenhoefer, Thomas Joseph Dudenhoffer, Tom Dudenhoefer, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1984 - 2026. Thomas had worked at 14 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Joseph Dudenhoefer, Thomas Joseph Dudenhoffer, Tom Dudenhoefer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
42 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
D-MERC SERVICES | D-MERC SERVICES LLC
Contact Information
Main Address
375 Balsam St, Lakewood, CO 80226Mailing Address
375 Balsam St, Lakewood, CO 80226Phone Number
(303) 250-5923Established
Colorado since 12/18/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORE COWBELL LLC | SHAREHOLDER | — |
| SARIAN, LORI CATES | MANAGING PARTNER, CEO, CCO | 1870394 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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