Steven J. Reimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven James Reimer was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 1992 - February 6, 1995
ANDOVER SECURITIES, INC.
December 14, 1990 - October 6, 1992
PACIFIC HARBOR SECURITIES, INC.
April 24, 1990 - December 31, 1990
DERAND/PENNINGTON/BASS, INC.
October 20, 1989 - May 2, 1990
SUNAMERICA SECURITIES, INC.
September 15, 1988 - November 1, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 26, 1984 - September 17, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANDOVER SECURITIES, INC.
CRD#: 16903 / SEC#: , 8-34718
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
