Larry L. Franke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Leroy Franke was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1991 - February 2, 1993
SMITH, BENTON & HUGHES, INC.
April 25, 1991 - September 4, 1991
BURNETT, GREY & CO., INC.
November 28, 1990 - February 20, 1991
WILLIAM BARTON FINANCIAL, INC.
June 28, 1988 - September 25, 1990
TRI-BRADLEY INVESTMENTS
February 18, 1988 - March 4, 1988
TRI-BRADLEY INVESTMENTS
December 8, 1986 - December 2, 1987
K.A. KNAPP & CO., INC.
October 26, 1984 - October 10, 1986
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH, BENTON & HUGHES, INC.
CRD#: 20877 / SEC#: , 8-38535
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
