Fred L. Lainson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Lee Lainson, who also goes by Rick Lainson, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1984. Fred had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2007 - June 12, 2019
FRED LAINSON CAPITAL MANAGEMENT, LLC
August 3, 2006 - September 12, 2006
TD AMERITRADE, INC.
July 31, 2006 - September 12, 2006
TD AMERITRADE, INC.
September 23, 2005 - July 24, 2006
A. G. EDWARDS & SONS, INC.
September 30, 1996 - July 24, 2006
A. G. EDWARDS & SONS, INC.
June 9, 1995 - October 10, 1996
BROKER DEALER FINANCIAL SERVICES CORP.
October 26, 1984 - June 9, 1995
DICKINSON & CO.
State Registrations and Notice Filings
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Exams
Current Firm
FRED LAINSON CAPITAL MANAGEMENT, LLC
CRD#: 143139 / SEC#:
Contact information
Red Flags
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