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DW

Darleen C. Wodzenski

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CRD#: 1310637
DW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darleen Claire Wodzenski, who also goes by Darleen Claire Brokaw Wodzenski, Darleen Wodzenski, was a registered financial professional .

Darleen is a previously registered financial professional and started their career in finance in 1985. Darleen had worked at 3 firms and has passed the Series 7 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Darleen Claire Brokaw Wodzenski | Darleen Wodzenski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 14, 1986 - February 11, 1987

HOMESTEAD SECURITIES, INC.

BD
CRD#: 15162
Past

February 5, 1986 - October 24, 1986

HICKEY, KOBER, INCORPORATED

BD
CRD#: 10290
Past

June 18, 1985 - March 7, 1986

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 6/15/1985
General Securities Representative Examination
Principal/Supervisory Exam

Current Firm


HS
HOMESTEAD SECURITIES, INC.
HOMESTEAD SECURITIES, INC.

CRD#: 15162 / SEC#: , 8-31764

BD
Expelled by FINRA on 07/17/1990
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Contact information


Main Address
Mailing Address
Phone number
Established
New Jersey since 03/29/1984
Firm type
Corporation
Fiscal year end
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOMESTEAD SECURITIES, INC.

CRD#: 15162

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