Kevin D. Rengering
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin David Rengering, who also goes by Kevin Rengering, Kevin David Rengering, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 13 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2020 - August 16, 2021
FIDELITY BROKERAGE SERVICES LLC
October 8, 2019 - November 11, 2020
PRUCO SECURITIES, LLC.
December 5, 2018 - December 13, 2018
ALLSTATE FINANCIAL SERVICES, LLC
April 17, 2018 - May 14, 2018
CHARLES SCHWAB & CO., INC.
January 18, 2017 - June 7, 2017
FIDELITY BROKERAGE SERVICES LLC
December 18, 2015 - January 11, 2017
OSAIC FS, INC.
April 8, 2013 - December 21, 2013
ONEAMERICA SECURITIES, INC.
June 6, 2007 - February 12, 2013
ALLSTATE FINANCIAL SERVICES, LLC
April 6, 2006 - May 2, 2007
STATE FARM VP MANAGEMENT CORP.
September 24, 2002 - March 14, 2003
WORLD GROUP SECURITIES, INC.
October 5, 2001 - August 8, 2002
USALLIANZ SECURITIES, INC.
March 1, 1999 - November 8, 1999
COMMONWEALTH FINANCIAL NETWORK
June 5, 1997 - February 16, 1999
METROPOLITAN LIFE INSURANCE COMPANY
June 5, 1997 - February 16, 1999
MSI FINANCIAL SERVICES, INC.
September 25, 1995 - April 11, 1997
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/2/2022
General Securities Representative ExaminationSeries 6TO
Date: 7/2/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
