Kevin Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Ingram was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1984. Kevin had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2000 - June 29, 2001
TRUMARKETS, LLC
September 6, 1996 - December 7, 1998
DEUTSCHE BANK SECURITIES INC.
May 20, 1987 - April 26, 1996
GOLDMAN SACHS & CO. LLC
November 21, 1984 - September 5, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUMARKETS, LLC
CRD#: 103872 / SEC#: , 8-52374
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGENTHALER VENTURE PARTNERS, LP | STOCKHOLDER | |
| INGRAM, KEVIN | DIRECTOR/SENIOR MANAGING DIRECTOR | 1310472 |
| BLAYLOCK & PARTNERS, L.P. | STOCKHOLDER | 35669 |
| JSC INVESTMENTS LLC | STOCKHOLDER | |
| MCCARTHY, PETER JAMES | SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 1792900 |
| ALLISON, HERBERT MONROE JR | DIRECTOR | 3697 |
| GREGOR, JOIE ANN | DIRECTOR | 4139645 |
| HAGEN, JOHN ALFRED | FINANCIAL & OPERATIONS PRINCIPAL | 1464457 |
| MORGENTHALER, GARY JORDAN | DIRECTOR | 4139664 |
| READMOND, RONALD WARREN | CEO | 825080 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
