Timothy S. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Stoner Peters, who also goes by Timothy Stoher Peters, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1984. Timothy had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2009 - February 28, 2012
CPAI, CO.
January 20, 2004 - December 31, 2007
CHIEF ADVISORS CORP
May 13, 1998 - March 29, 2006
PROFESSIONAL INVESTMENT SERVICES, INC.
April 29, 1991 - October 16, 1995
CAREY, THOMAS & ASSOCIATES, INC.
May 2, 1989 - April 16, 1991
MORGAN STANLEY DW INC.
October 29, 1984 - April 27, 1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CPAI, CO.
CRD#: 107222 / SEC#: 801-29301
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
