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Steven Salvatore Ropas

CRD# 1310329·Registered 1987 - 1995
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Salvatore Ropas, who also goes by Steven S Ropas, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1987 - 1995. Steven had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven S Ropas

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

H.J. MEYERS & CO., INC.·CRD# 15609
BD
November 29, 1994 - February 16, 1995
JAMES W. BULLARD, JR., INCORPORATED·CRD# 30977
BD
May 14, 1993 - August 18, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.·CRD# 13741
BD
April 17, 1993 - May 18, 1993
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
October 3, 1991 - September 1, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
June 6, 1991 - September 6, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
January 29, 1991 - June 14, 1991
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
July 13, 1990 - January 14, 1991
FIRST FIDELITY CAPITAL CORP.·CRD# 17967
BD
April 20, 1989 - October 19, 1990
MONMOUTH INVESTMENTS, INC.·CRD# 14047
BD
October 17, 1988 - September 13, 1991
J. T. MORAN & CO., INC.·CRD# 15655
BD
January 18, 1988 - October 20, 1988
D. H. BLAIR & CO., INC.·CRD# 6833
BD
November 23, 1987 - January 28, 1988
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
August 18, 1987 - December 8, 1987

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Current Firm

HM
H.J. MEYERS & CO., INC.

H.J. MEYERS & CO., INC. | THOMAS JAMES ASSOCIATES, INC.

CRD#: 15609 / SEC#: 8-32427
BD
Revoked by SEC on 12/21/2000

Contact Information

Established

New York since 06/15/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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