George F. Cappucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Francis Cappucci, who also goes by George F Cappucci, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1984. George had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2016 - December 31, 2016
CAPPUCCI INSURANCE & INVESTMENT AGENCY
January 3, 2011 - September 14, 2016
INVESTORS CAPITAL CORP.
January 7, 2005 - December 31, 2015
CAPPUCCI INSURANCE & INVESTMENT AGENCY
September 3, 1998 - December 31, 2010
INVESTORS CAPITAL CORP.
June 1, 1996 - September 1, 1998
WALNUT STREET SECURITIES, INC.
December 23, 1986 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
October 26, 1984 - March 31, 1986
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPPUCCI INSURANCE & INVESTMENT AGENCY
CRD#: 129526 / SEC#:
Contact information
Red Flags
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