Joseph N. Daddio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Norman Daddio JR, who also goes by Joe Daddio, Joseph Norman Daddio, Joseph Norman Daddio Jr. Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1985. Joseph had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2014 - October 24, 2014
IPI WEALTH MANAGEMENT, INC.
October 3, 2014 - October 24, 2014
INVESTMENT PLANNERS, INC.
January 31, 2014 - June 10, 2014
NYLIFE SECURITIES LLC
June 27, 2012 - December 31, 2012
CONCORDIUS CAPITAL ADVISORS
May 17, 2012 - July 12, 2012
BEST DIRECT SECURITIES, LLC
January 7, 2010 - May 5, 2010
COMMONWEALTH FINANCIAL NETWORK
August 14, 2008 - December 4, 2009
CITIZENS SECURITIES, INC.
August 12, 2008 - December 4, 2009
CITIZENS SECURITIES, INC.
April 2, 2007 - August 12, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - August 12, 2008
MORGAN STANLEY & CO. LLC
October 11, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
October 5, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
July 31, 1993 - October 17, 2005
CITIGROUP GLOBAL MARKETS INC.
July 16, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
April 30, 1991 - August 16, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
March 1, 1990 - April 30, 1991
MABON, NUGENT & CO.
November 30, 1987 - March 6, 1990
INVEST FINANCIAL CORPORATION
July 28, 1986 - April 2, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 1985 - July 7, 1986
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
