Donald R. Kitson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Raymond Kitson, who also goes by Donald R Kitson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2011 - April 19, 2012
SPC
December 19, 2011 - April 19, 2012
SIGMA FINANCIAL CORPORATION
May 29, 2009 - January 11, 2010
SIGNATOR INVESTORS, INC.
February 19, 2004 - June 17, 2009
AMERITAS INVESTMENT COMPANY, LLC
March 11, 2003 - June 17, 2009
AMERITAS INVESTMENT COMPANY, LLC
April 23, 2001 - December 31, 2002
TRUSTED SECURITIES ADVISORS CORP.
January 7, 1991 - March 4, 2003
MONY SECURITIES CORPORATION
May 30, 1989 - July 6, 1990
LEHMAN BROTHERS INC.
December 10, 1984 - June 16, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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