Steven S. Wittenberg
Professional summary
Steven Samuel Wittenberg is a registered financial advisor currently at INDEPENDENT WEALTH SOLUTIONS located in Cardiff By The Sea, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Samuel Wittenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2015 - Present
INDEPENDENT WEALTH SOLUTIONS
August 12, 2015 - November 5, 2015
REGAN FINANCIAL GROUP, LLC
July 1, 2013 - July 30, 2015
MUTUAL ADVISORS, LLC
January 3, 2013 - July 9, 2013
MUTUAL SECURITIES, INC.
January 2, 2013 - July 30, 2015
MUTUAL SECURITIES, INC.
February 8, 2005 - December 31, 2012
PLANMEMBER SECURITIES CORPORATION
February 8, 2005 - December 31, 2012
PLANMEMBER SECURITIES CORPORATION
March 12, 2002 - February 4, 2005
PMG ASSET MANAGEMENT INC
January 30, 2001 - February 4, 2005
PMG SECURITIES CORPORATION
July 7, 1992 - January 30, 2001
SENTRA SECURITIES CORPORATION
January 5, 1990 - July 21, 1992
LEGEND CAPITAL CORPORATION
November 7, 1989 - January 4, 1990
TITAN/VALUE EQUITIES GROUP, INC.
March 3, 1987 - November 7, 1989
VALUE EQUITIES CORPORATION
June 17, 1985 - March 11, 1987
PRINCIPAL SECURITIES, INC.
December 12, 1984 - March 15, 1985
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/30/2015)
Exams
Current Firm
INDEPENDENT WEALTH SOLUTIONS
CRD#: 281216 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 4,311,924 |
Red Flags
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