John C. O'connor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles O'connor, who also goes by John Charles Oconnor, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 5 firms and has passed the Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - January 16, 2020
PROSPERITY ECONOMICS PARTNERS, LLC
February 24, 1989 - March 24, 1993
OSAIC FS, INC.
October 5, 1988 - January 28, 1989
JOHN HANCOCK DISTRIBUTORS LLC
July 13, 1987 - October 12, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
May 15, 1985 - July 21, 1987
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROSPERITY ECONOMICS PARTNERS, LLC
CRD#: 148122 / SEC#: 801-69706
Contact information
Red Flags
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