CZ
Curtis A. Zeigler
GENEOS WEALTH MANAGEMENT
Denver, CO 80202
Some features on this profile are disabled
CRD#: 1309842
CZ
Professional summary
Curtis Allen Zeigler, who also goes by C A Zeigler, Curt Zeigler, Curtis Allan Zeigler, is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in Denver, Colorado.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Curtis has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C A Zeigler | Curt Zeigler | Curtis Allan Zeigler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA:OWNER OF CAPITAL MANAGEMENT GROUP LOCATED AT BRANCH LOCATION. 2) INDEPENDANT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE BUSINESS ONLY. 3) PRESIDENT-CMG ADVISORS. 4) ZEIGLER FAMILY LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Allen Zeigler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Curtis Allen Zeigler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2007 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 730 17th St Suite #714, Denver, CO 80202RIA
BD
CRD#: 120894
Denver, CO
Current
August 15, 2007 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 730 17th St Suite #714, Denver, CO 80202RIA
BD
CRD#: 120894
Denver, CO
Past
May 18, 2017 - October 11, 2021
INTEGRATED WEALTH MANAGEMENT, LLC
RIA
CRD#: 114923
Scottsdale, AZ
Past
August 24, 2009 - December 31, 2013
HEFFERNAN ADVISORY, INC.
RIA
CRD#: 116771
DENVER, CO
Past
February 15, 1995 - August 21, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DENVER, CO
Past
November 19, 1989 - February 27, 1995
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 14, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
December 3, 1984 - May 20, 1987
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/15/2007)
RR
California(7/23/2025)
RR
Colorado(8/15/2007)
IAR
Colorado(10/11/2007)
RR
Florida(7/30/2020)
RR
Idaho(8/15/2007)
RR
Indiana(5/10/2023)
RR
Kentucky(1/3/2022)
RR
Louisiana(10/21/2025)
RR
Maine(8/15/2007)
RR
Mississippi(8/25/2022)
RR
Montana(8/15/2007)
RR
Nevada(8/15/2007)
RR
New York(1/6/2015)
RR
North Carolina(2/16/2024)
RR
Oregon(8/15/2007)
RR
South Carolina(3/26/2009)
RR
Texas(8/15/2007)
IAR
Texas(7/31/2008)
RR
Washington(8/15/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
