Deborah J. Bourgeois
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Jackson Bourgeois, who also goes by Debbie Jackson, Deborah Lynne Jackson, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1985. Deborah had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2018 - February 11, 2019
APEX CLEARING CORPORATION
August 13, 1987 - February 12, 2009
FIDELITY BROKERAGE SERVICES LLC
March 30, 1987 - July 16, 1987
FIDELITY BROKERAGE SERVICES LLC
February 25, 1986 - February 23, 1988
METROPOLITAN LIFE INSURANCE COMPANY
February 25, 1986 - February 24, 1988
MSI FINANCIAL SERVICES, INC.
January 23, 1985 - October 15, 1985
STATON INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/25/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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