William H. Rand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harold Rand, who also goes by Bill Rand, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - December 31, 2016
RAND, WILLIAMS & ASSOCIATES, LLC
November 19, 1989 - December 31, 2014
OSAIC WEALTH, INC.
November 3, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 27, 1985 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
November 21, 1984 - December 24, 1985
INVESTMENT MARKETING, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RAND, WILLIAMS & ASSOCIATES, LLC
CRD#: 159569 / SEC#:
Contact information
Red Flags
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