Jose L. Perich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Luis Perich was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1999. Jose had worked at 12 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2024 - September 10, 2024
CREAND MANAGEMENT
March 21, 2024 - September 10, 2024
CREAND SECURITIES
August 9, 2022 - December 1, 2022
EFG ASSET MANAGEMENT (AMERICAS) CORP.
July 22, 2022 - December 1, 2022
EFG CAPITAL INTERNATIONAL
September 6, 2019 - June 30, 2022
A.G.P. / ALLIANCE GLOBAL PARTNERS
September 5, 2019 - June 30, 2022
A.G.P. / ALLIANCE GLOBAL PARTNERS
October 10, 2018 - September 16, 2019
CITIGROUP GLOBAL MARKETS INC.
July 25, 2018 - September 16, 2019
CITIGROUP GLOBAL MARKETS INC.
December 1, 2014 - August 7, 2017
HAPOALIM SECURITIES USA, INC.
January 9, 2013 - December 1, 2014
STONEX FINANCIAL INC.
February 15, 2011 - April 4, 2012
VECTORGLOBAL WMG
October 5, 2004 - March 31, 2009
AMERANT INVESTMENTS, INC.
April 22, 2003 - June 16, 2004
NEWBRIDGE SECURITIES CORPORATION
March 22, 1999 - January 3, 2003
TRADERIGHT SECURITIES, INC.
Primary Firm SEC Registration
CREAND MANAGEMENT
CRD#: 154894 / SEC#: 801-106772
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
CREAND MANAGEMENT
CRD#: 154894 / SEC#: 801-106772
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 533,350,459 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 04/17/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
