AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JP

Jose L. Perich

CONCORDE ASSET MANAGEMENT
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1309507
JP
Jose Luis PerichCONCORDE ASSET MANAGEMENT

Professional summary

Jose Luis Perich is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Boca Raton, Florida and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jose has worked at 14 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Concorde Asset Management. Investment related. Ann Arbor, MI. Senior Compliance Officer for RIA firm. Start date: August 2026. Full time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Luis Perich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 20, 2026 - Present

CONCORDE ASSET MANAGEMENT, LLC

Office #1: 301 E. Yamato Road, Boca Raton, FL 33431
RIA
CRD#: 140367
Boca Raton, FL
Current

August 4, 2026 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
BD
CRD#: 151604
Ann Arbor, MI
Past

June 19, 2024 - September 10, 2024

CREAND MANAGEMENT

RIA
CRD#: 154894
MIAMI, FL
Past

March 21, 2024 - September 10, 2024

CREAND SECURITIES

BD
CRD#: 38964
MIAMI, FL
Past

August 9, 2022 - December 1, 2022

EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.

RIA
CRD#: 158905
MIAMI, FL
Past

July 22, 2022 - December 1, 2022

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

September 6, 2019 - June 30, 2022

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA
CRD#: 8361
Miami, FL
Past

September 5, 2019 - June 30, 2022

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
Miami, FL
Past

October 10, 2018 - September 16, 2019

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MIAMI, FL
Past

July 25, 2018 - September 16, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

December 1, 2014 - August 7, 2017

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
AVENTURA, FL
Past

January 9, 2013 - December 1, 2014

STONEX FINANCIAL INC.

BD
CRD#: 45993
MIAMI, FL
Past

February 15, 2011 - April 4, 2012

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL
Past

October 5, 2004 - March 31, 2009

AMERANT INVESTMENTS, INC.

BD
CRD#: 117284
CORAL GABLES, FL
Past

April 22, 2003 - June 16, 2004

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

March 22, 1999 - January 3, 2003

TRADERIGHT SECURITIES, INC.

BD
CRD#: 45598
LOCKPORT, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA
Registered Investment Advisory firm - (4/19/2012 Approved)
California
Registered Investment Advisory firm - (11/28/2012 Terminated)
Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)
Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)
Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)
Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)
Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)
Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)
Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)
Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/4/2026)
IAR
Florida
(8/20/2026)
RR
Michigan
(8/4/2026)
IAR
Michigan
(8/21/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/8/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/12/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/2/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/1/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/7/2013
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/15/2000
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA
Registered Investment Advisory firm - (4/19/2012 Approved)
California
Registered Investment Advisory firm - (11/28/2012 Terminated)
Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)
Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)
Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)
Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)
Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)
Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)
Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)
Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)
Loading...

Contact information

Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (3/31/2025)
ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts3,207
AUM (Assets Under Management)$ 489,858,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367Boca Raton, FL 33431

TRUST BUT VERIFY

Monitor Jose Perich

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
FORT LAUDERDALE, FL
Victoria Miller Ricker
Victoria RickerAdvisorCheck Check Mark
DAYMARK WEALTH PARTNERS, LLC
IAR
FORT LAUDERDALE, FL
JF
John FrickerAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
FT. LAUDERDALE, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.