Maria O. Tabb
Professional summary
Maria Odonnell Tabb is a registered financial professional currently at CAPITAL BROKERAGE CORPORATION located in Richmond, Virginia.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1989. Maria has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Odonnell Tabb's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2008 - Present
CAPITAL BROKERAGE CORPORATION
Office #1: 6620 West Broad Street Building 2, Richmond, VA 23230-1700June 25, 1999 - February 1, 2008
DAVENPORT & COMPANY LLC
June 20, 1989 - February 1, 2008
DAVENPORT & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2008)
Exams
FINRA
Current Firm
CAPITAL BROKERAGE CORPORATION
CRD#: 10465 / SEC#: , 8-26614
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL BROKERAGE CORPORATION
CRD#: 10465Richmond, VA 23230-1700TRUST BUT VERIFY
Monitor Maria Tabb
Get automatic monthly alerts on:
