Robert D. Damigella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert David Damigella, who also goes by Bob Damigella, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1984. Robert had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2010 - April 25, 2011
BENJAMIN & JEROLD BROKERAGE I, LLC
March 6, 2008 - December 14, 2012
AMERICAVEST FINANCIAL LLC
January 24, 2008 - December 31, 2008
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
March 10, 2006 - January 25, 2008
LEGEND MERCHANT GROUP, INC.
March 10, 2006 - January 25, 2008
LEGEND MERCHANT GROUP, INC.
July 21, 2005 - April 5, 2006
JANNEY MONTGOMERY SCOTT LLC
June 12, 2001 - April 5, 2006
JANNEY MONTGOMERY SCOTT LLC
January 4, 1999 - June 8, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 12, 1996 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
November 12, 1992 - November 14, 1996
GRUNTAL & CO., L.L.C.
October 25, 1984 - November 19, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/14/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
