Gerald M. Halstead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Michael Halstead, who also goes by Jerry M. Halstead, Jerry Halstead, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1984. Gerald had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2018 - September 7, 2022
THE O.N. EQUITY SALES COMPANY
April 26, 2017 - January 19, 2018
HORNOR, TOWNSEND & KENT, LLC
April 19, 2013 - December 13, 2016
MSI FINANCIAL SERVICES, INC.
September 2, 2011 - September 28, 2012
MSI FINANCIAL SERVICES, INC.
June 8, 2001 - March 28, 2003
METROPOLITAN LIFE INSURANCE COMPANY
June 8, 2001 - March 28, 2003
MSI FINANCIAL SERVICES, INC.
June 1, 1998 - October 20, 1999
MONY SECURITIES CORPORATION
July 20, 1994 - May 22, 1996
MONY SECURITIES CORPORATION
December 3, 1984 - May 6, 1994
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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