Kevin S. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Slattery Mccarthy was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 8 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - July 12, 2023
KAYNE ANDERSON FUND ADVISORS, LLC
January 12, 2015 - July 12, 2023
KAYNE ANDERSON CAPITAL ADVISORS LP
September 14, 2006 - July 12, 2023
KA FUND ADVISORS, LLC
May 19, 2005 - December 31, 2014
KAYNE ANDERSON CAPITAL ADVISORS LP
May 6, 2005 - December 2, 2005
KA ASSOCIATES, LLC
November 3, 2000 - June 8, 2004
UBS SECURITIES LLC
July 30, 1997 - November 3, 2000
UBS FINANCIAL SERVICES INC.
May 6, 1997 - July 8, 1997
CITIGROUP GLOBAL MARKETS INC.
September 29, 1995 - April 11, 1997
MORGAN STANLEY DW INC.
January 3, 1995 - July 26, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
KAYNE ANDERSON FUND ADVISORS, LLC
CRD#: 306062 / SEC#: 801-117730
Contact information
Red Flags
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