Barbara L. Doran

SPIRE WEALTH MANAGEMENT

New York, NY

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CRD#: 1308785

Professional summary

Barbara Lee Doran is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in New York, New York and SPIRE SECURITIES, LLC located in Mclean, Virginia.

Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Barbara has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Operating under the DBA of BD8 Capital Partners to offer securities, investment advisory and insurance products (as a registered individual with Spire Securities and Spire Wealth Management). All income and expenses related to Spire activities. Market Commentator on CNBC. Broadcast a few times per month. Since 9/2016. No compensation received. Explorers Club, Board of Trustees, Treasurer. The Explorers Club is an international nonprofit organization dedicated to the advancement of field exploration and scientific inquiry. Oversee finances of the club and chair the finance committee. Provide oversight to Director of Finance. Since 4/2018. No compensation received. Penn State University; Emeritus trustee; 07/01/2013; 3 hours/week; advice on finance and academic affairs committees. Review, monitor and approve fund selection and asset allocation for PSU Endowment. Catwalk Art Residency; CFO; 01/02/2020; 2 hours/week; Catwalk is a special retreat for art making, collaborative projects and scholarly discourse in New York State's Upper Hudson Valley. review expenses and budget, monitor Executive Director. Volunteer position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Lee Doran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2018 - Present

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

New York, NY

Current

June 29, 2018 - Present

SPIRE SECURITIES, LLC

Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

CRD#: 144131

Mclean, VA

Past

January 20, 2017 - July 2, 2018

YORKBRIDGE WEALTH PARTNERS, LLC

RIA

CRD#: 283949

New York, NY

Past

August 25, 2015 - October 6, 2016

LEBENTHAL ASSET MANAGEMENT, LLC

RIA

CRD#: 146332

NEW YORK, NY

Past

August 19, 2015 - September 12, 2016

LEBENTHAL & CO., LLC

CRD#: 145750

NEW YORK, NY

Past

September 13, 2011 - September 8, 2015

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

September 6, 2011 - September 8, 2015

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

March 24, 2010 - September 30, 2010

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

March 27, 2007 - April 8, 2008

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

NEW YORK, NY

Past

April 21, 2003 - April 8, 2008

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

January 24, 2002 - April 24, 2003

SELALU PARTNERS, LLC

CRD#: 114664

APOLLO BEACH, FL

Past

May 2, 2000 - December 31, 2001

STIRES & CO., INC.

CRD#: 6813

NEW YORK, NY

Past

October 15, 1998 - February 8, 1999

LEXIT CAPITAL, LLC

CRD#: 34048

HOBOKEN, NJ

Past

December 3, 1990 - May 31, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 26, 1984 - October 26, 1990

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(6/29/2018)

Connecticut
(1/7/2022)

New York
(6/29/2018)

IAR

New York
(3/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/27/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 16

Date: 11/12/2004

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 10/9/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barbara L. Doran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Lee Doran's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

YORKBRIDGE WEALTH PARTNERS, LLC

LEBENTHAL ASSET MANAGEMENT, LLC

LEBENTHAL & CO., LLC

MORGAN STANLEY

MORGAN STANLEY

G-2 TRADING,LLC

NEUBERGER BERMAN MANAGEMENT LLC

NEUBERGER BERMAN BD LLC

SELALU PARTNERS, LLC

STIRES & CO., INC.

LEXIT CAPITAL, LLC

LEHMAN BROTHERS INC.

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2011

Series 63

Date: 7/11/2000

SIE

Date: 10/1/2018

Series 31

Date: 12/27/2011

Series 16

Date: 11/12/2004

Series 7

Date: 10/9/1998

Series 24

Date: 10/25/2001

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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