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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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BD

Barbara L. Doran

SPIRE WEALTH MANAGEMENT
New York, NY
Some features on this profile are disabled
CRD#: 1308785
BD

Professional summary

Barbara Lee Doran is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in New York, New York and SPIRE SECURITIES, LLC located in Mclean, Virginia.

Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Barbara has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Lee Doran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2018 - Present

SPIRE WEALTH MANAGEMENT, LLC

RIA
CRD#: 113908
New York, NY
Current

June 29, 2018 - Present

SPIRE SECURITIES, LLC

Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
BD
CRD#: 144131
Mclean, VA
Past

January 20, 2017 - July 2, 2018

YORKBRIDGE WEALTH PARTNERS, LLC

RIA
CRD#: 283949
New York, NY
Past

August 25, 2015 - October 6, 2016

LEBENTHAL ASSET MANAGEMENT, LLC

RIA
CRD#: 146332
NEW YORK, NY
Past

August 19, 2015 - September 12, 2016

LEBENTHAL & CO., LLC

BD
CRD#: 145750
NEW YORK, NY
Past

September 13, 2011 - September 8, 2015

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

September 6, 2011 - September 8, 2015

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

March 24, 2010 - September 30, 2010

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

March 27, 2007 - April 8, 2008

NEUBERGER BERMAN MANAGEMENT LLC

BD
CRD#: 5493
NEW YORK, NY
Past

April 21, 2003 - April 8, 2008

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

January 24, 2002 - April 24, 2003

SELALU PARTNERS, LLC

BD
CRD#: 114664
APOLLO BEACH, FL
Past

May 2, 2000 - December 31, 2001

STIRES & CO., INC.

BD
CRD#: 6813
NEW YORK, NY
Past

October 15, 1998 - February 8, 1999

LEXIT CAPITAL, LLC

BD
CRD#: 34048
HOBOKEN, NJ
Past

December 3, 1990 - May 31, 1994

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 26, 1984 - October 26, 1990

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA
Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Connecticut
(6/29/2018)
RR
New York
(6/29/2018)
IAR
New York
(3/30/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/12/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/27/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 16
Date: 11/12/2004
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/25/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA
Registered Investment Advisory firm - (8/17/2001 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
Mailing Address
7901 Jones Branch Drive Suite 800, Mclean, VA 22102
Phone number
(703) 657-6060
Established
Firm type
Fiscal year end
# of Employees
165

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts15,808
AUM (Assets Under Management)$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908New York, NY

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