Joseph L. Ybarra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Louis Ybarra, who also goes by Joe L Ybarra, Joe Louis Ybarra, Jose Ybarra, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1990. Joseph had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2013 - March 26, 2018
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
January 2, 2013 - March 26, 2018
FIRST REPUBLIC SECURITIES COMPANY, LLC
May 21, 2009 - January 9, 2013
HARRISDIRECT LLC
May 21, 2009 - January 9, 2013
E*TRADE SECURITIES LLC
January 3, 2008 - January 26, 2009
CHARLES SCHWAB & CO., INC.
February 8, 1999 - January 26, 2009
CHARLES SCHWAB & CO., INC.
November 4, 1997 - November 5, 1998
CITIGROUP GLOBAL MARKETS INC.
June 21, 1990 - October 29, 1997
PFLUEGER & BAERWALD INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/30/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
