Mark A. Byl

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CRD#: 1308490

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Allen Byl was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 3 firms and has passed the Series 63, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 2010 - May 3, 2021

AGATE PASS INVESTMENT, LLC

RIA

CRD#: 155049

BAINBRIDGE ISLAND, WA

Past

July 8, 1999 - December 31, 2010

EAGLE HARBOR ASSET MANAGEMENT, INC.

RIA

CRD#: 108089

SEATTLE, WA

Past

July 6, 1989 - October 31, 1991

WAMU INVESTMENTS, INC.

CRD#: 599

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AGATE PASS INVESTMENT, LLC

AGATE PASS INVESTMENT MANAGEMENT, LLC | AGATE PASS INVESTMENT, LLC

CRD#: 155049 / SEC#: 801-115003

RIA

Registered Investment Advisory firm - (4/15/2019 Approved)

Washington

Registered Investment Advisory firm - (4/24/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/5/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/1987

General Securities Principal Examination

Current Firm

AGATE PASS INVESTMENT, LLC

AGATE PASS INVESTMENT MANAGEMENT, LLC | AGATE PASS INVESTMENT, LLC

CRD#: 155049 / SEC#: 801-115003

RIA

Registered Investment Advisory firm - (4/15/2019 Approved)

Washington

Registered Investment Advisory firm - (4/24/2019 Terminated)

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Contact information

Main Address

400 Winslow Way East Suite 220, Bainbridge Island, WA 98110

Mailing Address

Phone number

(206) 842-5770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGATE PASS INVESTMENT MANAGEMENT FORM ADV PART 2A FEBRUARY 2025 (2/21/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 278,741,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Byl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AGATE PASS INVESTMENT, LLC

EAGLE HARBOR ASSET MANAGEMENT, INC.

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

AGATE PASS INVESTMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/1987

Series 6

Date: 7/5/1989

Series 24

Date: 3/25/1987

Current Firm

AGATE PASS INVESTMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AGATE PASS INVESTMENT, LLC

TRUST BUT VERIFY

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