Kenneth H. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Hugh Stanley, who also goes by Ken Stanley, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1988. Kenneth had worked at 3 firms and has passed the Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2012 - December 31, 2015
HARPER*STANLEY FINANCIAL SERVICES
August 17, 2005 - December 23, 2009
AVANTAX ADVISORY SERVICES
February 5, 2004 - December 23, 2009
AVANTAX INVESTMENT SERVICES, INC.
August 1, 1999 - December 18, 2003
AVANTAX INVESTMENT SERVICES, INC.
January 14, 1988 - June 21, 1999
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARPER*STANLEY FINANCIAL SERVICES
CRD#: 157166 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
