David B. Patston

DAVID B. PATSTON, CPA, CFA

DENVER, CO 80202

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CRD#: 1308396

Professional summary

David Brian Patston is a registered financial advisor currently at DAVID B. PATSTON, CPA, CFA located in Denver, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 2 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Patston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2004 - Present

DAVID B. PATSTON, CPA, CFA

Office #1: 1610 Wynkoop, Suite 500, Denver, CO 80202

RIA

CRD#: 131673

DENVER, CO

Past

January 17, 1985 - March 17, 1992

PHILLIPS CAPITAL

CRD#: 3603

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/15/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/7/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 1/30/1989

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/3/1989

General Securities Principal Examination

Current Firm

DAVID B. PATSTON, CPA, CFA

CRD#: 131673 / SEC#:

Colorado

Registered Investment Advisory firm - (12/15/2004 Approved)

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Contact information

Main Address

1440 Blake St., Suite 310, Denver, CO 80202

Mailing Address

P.o. Box 3219, Littleton, CO 80161

Phone number

(303) 573-0280

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 97,625,525

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Patston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Patston's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVID B. PATSTON, CPA, CFA

PHILLIPS CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/1989

Series 7

Date: 12/15/1984

Series 27

Date: 1/30/1989

Series 24

Date: 1/3/1989

Current Firm

DAVID B. PATSTON, CPA, CFA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAVID B. PATSTON, CPA, CFA

TRUST BUT VERIFY

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