Melvin H. Takaki

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CRD#: 1308315

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melvin Hiroyuki Takaki was a registered financial professional .

Melvin is a previously registered financial professional and started their career in finance in 1985. Melvin had worked at 1 firm and has passed the Series 22 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

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None

Experience

Past

February 14, 1985 - February 27, 1986

MAGNUM SECURITIES, INC.

CRD#: 15415

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 22

Date: 8/1/1984

Direct Participation Programs Representative Examination

Current Firm

MAGNUM SECURITIES, INC.

CRD#: 15415 / SEC#: , 8-32514

Terminated by FINRA on 03/03/1986

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Contact information

Main Address

Mailing Address

Phone number

Established

Firm type

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# of Employees

Documents

Red Flags

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