Robert N. Kandell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Neil Kandell, who also goes by Bob Neil Kandell, Bob Kandell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - December 31, 2016
THE INVESTMENT CENTER, INC.
August 1, 1988 - December 31, 2005
PGP FINANCIAL, INC.
May 20, 1986 - July 6, 1988
KFS BD, INC.
September 6, 1985 - August 9, 1988
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 18, 1985 - September 16, 1985
COMMUNITY SECURITIES, INC.
October 23, 1984 - January 1, 1985
MIKAL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
