MK
Mark S. Kruman
BRYCE WEALTH MANAGEMENT
Washington Crossing, PA 18977
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CRD#: 1308134
MK
Professional summary
Mark Steven Kruman, who also goes by M Steven Kruman, is a registered financial advisor currently at BRYCE WEALTH MANAGEMENT located in Washington Crossing, Pennsylvania and MADISON AVENUE SECURITIES, LLC located in Washington Crossing, Pennsylvania.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
M Steven Kruman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: BRYCE, LLC; INV RELATED: NO; ADDRESS: 1091 General Knox Road, Suite 8, WASHINGTON CROSSING, PA 18977; NATURE: TAKE CARE OF MY OFFICE BUILDING; POSITION: PARTNER; START DATE: 05/2007; HOURS/MONTH: LESS THAN 4; TRADING HOURS/MONTH: LESS THAN 4; DUTIES: TAKE CARE OF MY OFFICE BUILDING, MAINTENANCE, MORTAGE, ETC. 2.) NAME: ESTATE PLANNING ATTORNEY; INV RELATED: NO; ADDRESS: 1091 General Knox Road, Suite 8, WASHINGTON CROSSING, PA 18977; NATURE: MINOR LEGAL WORK; POSITION: DRAFT WILLS, POAs, HCPOA, AND LIVING WILLS; START DATE: 06/2016; HOURS/MONTH: 4-8; TRADING HOURS/MONTH: 4-8; DUTIES: ATTORNEY (DRAFT WILLS, POAs, HCPOA, AND LIVING WILLS) 3.) NAME: BRYCE WEALTH MANAGEMENT; INV RELATED: YES; ADDRESS: 1091 General Knox Road, Suite 8, WASHINGTON CROSSING, PA 18977; NATURE: RIA; POSITION: IAR; START DATE: 09/01/2017; HOURS/MONTH: 200; TRADING HOURS/MONTH: 200; DUTIES: IAR 4.) Madison Avenue Securities, LLC; Investment Related; Washington Crossing, PA; Registered Representative/Investment Advisor Representative; Provide broker/dealer products sales and provide advisory services to clients; 40 hours spent per month; 40 hours per month spent during trading hours; Started 08/2019. 5.) Name: Mark Steven Kruman; Address: 1091 General Knox Road, Suite 8, WASHINGTON CROSSING, PA 18977; Investment Related: Yes; Position: Sole Owner, Insurance Agent; Nature: Sell & Services a wide range of Insurance Products including, Life, Health, Disability, Auto, Home, Long Term Care, Medicare Supplement, Rx Plans, and Annuities, and Maintain Records; Hours Per Week: 40 Hours; Start Date: 11/1983
CRS (Client Relationship Summary) - RIA
Click below to view Mark Steven Kruman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Steven Kruman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2017 - Present
BRYCE WEALTH MANAGEMENT
Office #1: 1091 General Knox Road Suite 8, Washington Crossing, PA 18977RIA
CRD#: 289870
Washington Crossing, PA
Current
September 9, 2019 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1091 General Knox Rd., Suite 8, Washington Crossing, PA 18977RIA
BD
CRD#: 23224
Washington Crossing, PA
Current
August 14, 2019 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1091 General Knox Rd., Suite 8, Washington Crossing, PA 18977RIA
BD
CRD#: 23224
Washington Crossing, PA
Past
April 6, 2015 - August 31, 2017
GRADIENT SECURITIES, LLC
RIA
CRD#: 127701
Washington Crossing, PA
Past
July 15, 2014 - March 23, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
WASHINGTON CROSSING, PA
Past
July 15, 2014 - August 31, 2017
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
Washington Crossing, PA
Past
July 9, 2013 - July 25, 2013
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SANDY, UT
Past
July 9, 2013 - July 25, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SANDY, UT
Past
June 21, 2002 - July 9, 2013
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
WASHINGTON CROSSING, PA
Past
December 19, 1984 - July 9, 2013
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
WASHINGTON CROSSING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/16/2021)
RR
California(8/15/2019)
RR
Colorado(10/9/2019)
RR
Delaware(9/9/2019)
RR
Florida(8/15/2019)
RR
Kentucky(8/15/2019)
RR
New Jersey(8/20/2019)
RR
Oregon(8/15/2019)
IAR
Pennsylvania(9/25/2017)
RR
Pennsylvania(8/15/2019)
RR
Texas(9/24/2024)
IAR
Texas(9/24/2024)
RR
Utah(9/3/2019)
RR
Washington(9/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
