Marshal K. Mcreal
Professional summary
Marshal Kerry Mcreal, who also goes by Marshal Kerry Mccreal, is a registered financial advisor currently at GARDE CAPITAL, INC. located in Seattle, Washington.
Marshal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Marshal has worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 15, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marshal Kerry Mcreal's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2009 - Present
GARDE CAPITAL, INC.
Office #1: 1301 Fifth Avenue Suite 3030, Seattle, WA 98101July 20, 2006 - December 31, 2008
GOLDMAN SACHS & CO. LLC
February 10, 1992 - July 28, 2006
CITIGROUP GLOBAL MARKETS INC.
August 31, 1990 - July 28, 2006
CITIGROUP GLOBAL MARKETS INC.
May 1, 1989 - September 12, 1990
CIBC WORLD MARKETS CORP.
April 23, 1985 - May 17, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
GARDE CAPITAL, INC.
CRD#: 151043 / SEC#: 801-70472
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/10/2009)
Exams
Series 15
Date: 5/6/1985
Foreign Currency Options ExaminationSeries 5
Date: 2/22/1985
Interest Rate Options ExaminationCurrent Firm
GARDE CAPITAL, INC.
CRD#: 151043 / SEC#: 801-70472
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 2,257,467,432 |
Red Flags
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