Melissa T. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Taylor Cook was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1985. Melissa had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - March 21, 2023
IRC SECURITIES LLC
April 5, 2011 - December 12, 2013
ENCLAVE CAPITAL LLC
April 5, 2007 - July 22, 2010
CREDIT AGRICOLE SECURITIES (USA) INC.
April 3, 2004 - February 22, 2007
LAZARD ASSET MANAGEMENT SECURITIES LLC
March 6, 2002 - January 21, 2003
LAZARD FRERES & CO. LLC
September 23, 1991 - October 23, 2001
PRUDENTIAL EQUITY GROUP, LLC
October 2, 1990 - May 3, 1991
BARCLAYS DE ZOETE WEDD INCORPORATED
July 26, 1986 - March 5, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
June 18, 1985 - July 21, 1986
LEPERCQ EQUITY CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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