Christine G. Hasslach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Gertrud Hasslach was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1984. Christine had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2001 - January 22, 2003
WOLFF INVESTMENT GROUP INCORPORATED
November 1, 2000 - November 30, 2001
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
January 23, 1995 - August 29, 1997
AUGMENT SECURITIES INC.
December 1, 1992 - December 22, 1994
REICH & CO., INC.
January 9, 1991 - December 1, 1992
REICH & CO., INC.
June 15, 1987 - January 17, 1991
SOUTH RICHMOND SECURITIES, INC.
October 17, 1985 - September 22, 1987
ALLIED CAPITAL GROUP, INC.
October 26, 1984 - October 25, 1985
NORBAY SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOLFF INVESTMENT GROUP INCORPORATED
CRD#: 21930 / SEC#: , 8-39393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASSIN, MICHAEL A | SHAREHOLDER | |
| SCHAEN, PATRICIA ANN | PRESIDENT, DIRECTOR | 412379 |
| ABER, STANLEY | SHAREHOLDER | |
| ADLER, LEN | FINOP | 2721453 |
| BREWSTER, BRUCE | SHAREHOLDER | 30219 |
| KAMEL, NANCY PRAGER | SHAREHOLDER | 4371829 |
| MICHAEL BIDDLE | SHAREHOLDER | |
| RUSSELL, VIRGINIA DE G | SHAREHOLDER | |
| SPINELLA, GERALDINE ANNE | SHAREHOLDER | 1014228 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
