Barry S. Siegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry S. Siegel, who also goes by Barry S Siegel, Barry Stephen Siegel, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1984. Barry had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2010 - October 15, 2015
WORLD EQUITY GROUP, INC.
September 27, 2010 - September 26, 2017
WORLD EQUITY GROUP, INC.
November 4, 2008 - February 28, 2013
WEALTH PLANNING AND MANAGEMENT
May 16, 2008 - September 29, 2010
OSAIC FS, INC.
August 28, 1991 - May 21, 2008
EQUITY SERVICES, INC.
July 23, 1990 - August 19, 1991
TITAN/VALUE EQUITIES GROUP, INC.
October 11, 1984 - July 24, 1990
EQUITY SERVICES, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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